Author: Daniel Roukema

Vancouver and Toronto - The Canadian Securities Administrators (CSA) today announced that it is seeking input from investors, industry and the public on the framework for self-regulatory organizations (SROs) in Canada. In a consultation paper published today, the CSA is requesting feedback on whether the current SRO framework best...

TORONTO, June 17, 2020 - The Financial Services Regulatory Authority (FSRA) today announced that Ontario auto insurers reported that Ontario consumers are receiving $685M in total premium relief in the form of premium deferrals, rebates, refunds, rate reductions and other means during the COVID-19 emergency. “At the...

Callum James BA BEd MA CTDP -   It is a nightmare scenario. You have an employee, or worse still, multiple employees charged with a crime or publicly accused of unethical behaviour. For organizations, such as banks, brokerages, or accounting and insurance firms, losing credibility publicly can dramatically...